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Result

    • ▫️85% reduction in compliance research time 
    • ▫️Coverage expanded from 12 to 108 countries
    • ▫️Regulatory change response time reduced from weeks to days
    • ▫️Compliance violation incidents reduced by 42%
    • ▫️Estimated $3.5M savings in compliance consulting fees

Global Compliance Navigator AI-Powered Regulatory Guidance Across Jurisdictions

Client Overview

    • ▫️Client: Confidential (Fortune 500 company operating in 30+ countries)
    • ▫️Industry: Global Enterprise / Compliance Engagement
    • ▫️Duration: 16 weeks
    • ▫️Team Deployed: 2 AI engineers, 1 regulatory expert, 1 data architect from TechSteck Solutions

Objectives

      • ▫️Create a single source of truth for global compliance requirements
      • ▫️Enable natural language queries across multiple regulatory domains
      • ▫️Maintain up-to-date information with automatic regulatory updates
      • ▫️Provide jurisdiction-specific guidance with source citations
      • ▫️Integrate with document workflows for compliance verification

         

Solution

TechSteck Solutions built a comprehensive compliance RAG system using:

      • ▫️LangChain for orchestration and reasoning
      • ▫️ElasticSearch for structured regulatory document search
      • ▫️Azure OpenAI for generation and understanding
      • ▫️DocumentDB for regulatory knowledge base
      • ▫️Custom compliance-specific embedding models

Workflow Architecture

1. Global Regulatory Database

    • ▫️Continuous monitoring of regulatory changes across 100+ jurisdictions
    • ▫️Structured taxonomy of compliance domains (tax, HR, GDPR, ISO, etc.)
    • ▫️Country-specific requirements with effective dates
    • ▫️Cross-reference system for related regulations
  1. 2. Compliance Query Processing
    • ▫️Natural language queries about specific compliance requirements
    • ▫️Multi-jurisdictional comparison for global operations
    • ▫️Source-cited responses with confidence scores
    • ▫️Regulatory language simplification for non-specialists
  1. 3. Regulatory Change Alerts
    • ▫️Proactive monitoring of regulatory updates
    • ▫️Personalized alerts based on company operations
    • ▫️Impact assessment of new regulations
    • ▫️Required action timelines and checklists
  1. 4. Document Integration
    • ▫️DocuSign integration for contract clause review
    • ▫️Compliance verification of internal policies
    • ▫️Suggested language for compliant documentation
    • ▫️Audit trail generation for regulatory reviews

Conclusion

By creating an AI-powered global compliance navigator, TechSteck Solutions transformed how the client manages regulatory requirements—enabling confident expansion into new markets, reducing compliance risks, and creating a scalable system that adapts to the ever-changing global regulatory landscape.

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